Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

KWAN, MING CHI VINCENT

Chinese Name of Relevant Individual

關明智

HKMA Registration Number

AC9269

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

12 Jan 2019 - 07 Jul 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

12 Jan 2019 - 07 Jul 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

NATIXIS

Regulated Activity

Type 1: dealing in securities

Effective Period

27 Mar 2012 - 31 Jan 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

NATIXIS

Regulated Activity

Type 2: dealing in futures contracts

Effective Period

27 Mar 2012 - 31 Jan 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

NATIXIS

Regulated Activity

Type 4: advising on securities

Effective Period

27 Mar 2012 - 31 Jan 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

NATIXIS

Regulated Activity

Type 5: advising on futures contracts

Effective Period

27 Mar 2012 - 31 Jan 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

EFG BANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

22 Sep 2010 - 09 Jun 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CALYON

Regulated Activity

Type 1: dealing in securities

Effective Period

17 Jul 2007 - 30 Mar 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CALYON

Regulated Activity

Type 4: advising on securities

Effective Period

17 Jul 2007 - 30 Mar 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

FORTIS BANK

Regulated Activity

Type 1: dealing in securities

Effective Period

08 May 2006 - 28 Jun 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

FORTIS BANK

Regulated Activity

Type 4: advising on securities

Effective Period

08 May 2006 - 28 Jun 2007

Is an Executive Officer? (Yes / No)

No

Records: 1-11 of 11

Public Disciplinary Actions

:

Name of Relevant Individual

KWAN, MING CHI VINCENT

:

Chinese Name of Relevant Individual

關明智

:

HKMA Registration Number

AC9269

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AC9269

DBS BANK (HONG KONG) LIMITED

Type 1: dealing in securities

12 Jan 2019 - 07 Jul 2023

No

AC9269

DBS BANK (HONG KONG) LIMITED

Type 4: advising on securities

12 Jan 2019 - 07 Jul 2023

No

AC9269

NATIXIS

Type 1: dealing in securities

27 Mar 2012 - 31 Jan 2018

No

AC9269

NATIXIS

Type 2: dealing in futures contracts

27 Mar 2012 - 31 Jan 2018

No

AC9269

NATIXIS

Type 4: advising on securities

27 Mar 2012 - 31 Jan 2018

No

AC9269

NATIXIS

Type 5: advising on futures contracts

27 Mar 2012 - 31 Jan 2018

No

AC9269

EFG BANK AG

Type 1: dealing in securities

22 Sep 2010 - 09 Jun 2011

No

AC9269

CALYON

Type 1: dealing in securities

17 Jul 2007 - 30 Mar 2009

No

AC9269

CALYON

Type 4: advising on securities

17 Jul 2007 - 30 Mar 2009

No

AC9269

FORTIS BANK

Type 1: dealing in securities

08 May 2006 - 28 Jun 2007

No

AC9269

FORTIS BANK

Type 4: advising on securities

08 May 2006 - 28 Jun 2007

No