Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SEOW, KIM CHWEE
Chinese Name of Relevant Individual
蕭錦翠
HKMA Registration Number
AC9286
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2007 - 16 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Mar 2007 - 16 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2006 - 07 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 May 2006 - 07 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SEOW, KIM CHWEE
:
Chinese Name of Relevant Individual
蕭錦翠
:
HKMA Registration Number
AC9286
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9286
ABN AMRO BANK N.V.
Type 1: dealing in securities
09 Mar 2007 - 16 Dec 2009
No
AC9286
ABN AMRO BANK N.V.
Type 6: advising on corporate finance
09 Mar 2007 - 16 Dec 2009
No
AC9286
ABN AMRO BANK N.V.
Type 1: dealing in securities
09 May 2006 - 07 Jan 2007
No
AC9286
ABN AMRO BANK N.V.
Type 6: advising on corporate finance
09 May 2006 - 07 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.