Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, KIN MAN
Chinese Name of Relevant Individual
張健文
HKMA Registration Number
AC9287
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
22 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 22 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2022 - 21 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2022 - 21 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2018 - 04 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2018 - 04 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2014 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2014 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Mar 2014 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2012 - 16 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2012 - 16 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2011 - 12 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2011 - 12 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2008 - 16 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, KIN MAN
:
Chinese Name of Relevant Individual
張健文
:
HKMA Registration Number
AC9287
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Jan 2026
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Jan 2026
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Jan 2026
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9287
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 22 Jan 2026
No
AC9287
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 22 Jan 2026
No
AC9287
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 22 Jan 2026
No
AC9287
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
02 Dec 2022 - 21 Dec 2025
No
AC9287
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
02 Dec 2022 - 21 Dec 2025
No
AC9287
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
06 Sep 2018 - 04 Jul 2022
No
AC9287
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
06 Sep 2018 - 04 Jul 2022
No
AC9287
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Oct 2014 - 04 Jun 2017
No
AC9287
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Mar 2014 - 04 Jun 2017
No
AC9287
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Mar 2014 - 04 Jun 2017
No
AC9287
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Dec 2012 - 16 Jan 2014
No
AC9287
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Dec 2012 - 16 Jan 2014
No
AC9287
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2011 - 12 Nov 2012
No
AC9287
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2011 - 12 Nov 2012
No
AC9287
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
30 Jul 2008 - 16 May 2011
No
AC9287
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
30 Jul 2008 - 16 May 2011
No
AC9287
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Apr 2007 - 24 Apr 2008
No
AC9287
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Apr 2007 - 24 Apr 2008
No
AC9287
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Apr 2007 - 24 Apr 2008
No
AC9287
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Oct 2006 - 05 Mar 2007
No
AC9287
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Oct 2006 - 05 Mar 2007
No
AC9287
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 May 2006 - 21 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.