Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WAN YAN RACHEL
Chinese Name of Relevant Individual
陳韻因
HKMA Registration Number
AC9292
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2016 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2016 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2012 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2012 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2011 - 18 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2011 - 18 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2006 - 06 Jan 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WAN YAN RACHEL
:
Chinese Name of Relevant Individual
陳韻因
:
HKMA Registration Number
AC9292
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9292
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Aug 2016 - 13 Dec 2016
No
AC9292
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Aug 2016 - 13 Dec 2016
No
AC9292
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Sep 2012 - 29 Feb 2016
No
AC9292
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Sep 2012 - 29 Feb 2016
No
AC9292
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Aug 2011 - 18 Aug 2012
No
AC9292
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Aug 2011 - 18 Aug 2012
No
AC9292
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
10 May 2006 - 06 Jan 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.