Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
QIU, ZHI ZHONG
Chinese Name of Relevant Individual
HKMA Registration Number
AC9299
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2009 - 01 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jul 2009 - 01 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2006 - 05 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 May 2006 - 05 Apr 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
QIU, ZHI ZHONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9299
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9299
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jul 2009 - 01 Jun 2013
No
AC9299
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Jul 2009 - 01 Jun 2013
No
AC9299
ABN AMRO BANK N.V.
Type 1: dealing in securities
10 May 2006 - 05 Apr 2009
No
AC9299
ABN AMRO BANK N.V.
Type 6: advising on corporate finance
10 May 2006 - 05 Apr 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
