Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, SIU NGAI
Chinese Name of Relevant Individual
凌少毅
HKMA Registration Number
AC9305
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2008 - 29 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2008 - 29 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Mar 2008 - 29 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2008 - 29 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2006 - 29 Dec 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, SIU NGAI
:
Chinese Name of Relevant Individual
凌少毅
:
HKMA Registration Number
AC9305
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9305
SOCIETE GENERALE
Type 1: dealing in securities
15 Mar 2008 - 29 Dec 2010
No
AC9305
SOCIETE GENERALE
Type 4: advising on securities
15 Mar 2008 - 29 Dec 2010
No
AC9305
SOCIETE GENERALE
Type 6: advising on corporate finance
15 Mar 2008 - 29 Dec 2010
No
AC9305
SOCIETE GENERALE ASIA LIMITED
Type 4: advising on securities
02 Feb 2008 - 29 Dec 2010
No
AC9305
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
11 May 2006 - 29 Dec 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.