Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KING PO
Chinese Name of Relevant Individual
賴競寶
HKMA Registration Number
AC9309
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2022 - 03 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2022 - 03 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2022 - 03 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2022 - 03 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2020 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2020 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2019 - 09 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2019 - 09 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2015 - 26 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2015 - 26 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jul 2015 - 26 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2015 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2015 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 27
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KING PO
:
Chinese Name of Relevant Individual
賴競寶
:
HKMA Registration Number
AC9309
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Aug 2025
No
SALES, BRANCHES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Aug 2025
No
SALES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9309
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 26 Aug 2025
No
AC9309
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 26 Aug 2025
No
AC9309
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2022 - 03 Aug 2025
No
AC9309
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2022 - 03 Aug 2025
No
AC9309
CITIBANK, N.A.
Type 1: dealing in securities
21 Oct 2022 - 03 Aug 2025
No
AC9309
CITIBANK, N.A.
Type 4: advising on securities
21 Oct 2022 - 03 Aug 2025
No
AC9309
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Aug 2020 - 14 Aug 2022
No
AC9309
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Aug 2020 - 14 Aug 2022
No
AC9309
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
13 Dec 2019 - 09 Jun 2020
No
AC9309
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
13 Dec 2019 - 09 Jun 2020
No
AC9309
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jul 2015 - 26 Nov 2019
No
AC9309
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jul 2015 - 26 Nov 2019
No
AC9309
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jul 2015 - 26 Nov 2019
No
AC9309
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Apr 2015 - 25 May 2015
No
AC9309
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Apr 2015 - 25 May 2015
No
AC9309
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Aug 2013 - 12 Apr 2015
No
AC9309
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
21 Aug 2013 - 12 Apr 2015
No
AC9309
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Mar 2011 - 16 Jul 2013
No
AC9309
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Mar 2011 - 16 Jul 2013
No
AC9309
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Aug 2009 - 27 May 2010
No
AC9309
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Nov 2008 - 22 Jul 2009
No
AC9309
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Nov 2008 - 22 Jul 2009
No
AC9309
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Nov 2008 - 22 Jul 2009
No
AC9309
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2008 - 09 Jul 2008
No
AC9309
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2008 - 09 Jul 2008
No
AC9309
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 May 2006 - 06 Dec 2007
No
AC9309
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 May 2006 - 06 Dec 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.