Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KAM WANG
Chinese Name of Relevant Individual
吳淦泓
HKMA Registration Number
AC9315
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Nov 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SR SALES MGMT MGR(BUS.BANKING)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Nov 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SR SALES MGMT MGR(BUS.BANKING)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2017 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2017 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2006 - 05 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2006 - 05 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2006 - 15 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KAM WANG
:
Chinese Name of Relevant Individual
吳淦泓
:
HKMA Registration Number
AC9315
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Nov 2017
No
SR SALES MGMT MGR(BUS.BANKING)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Nov 2017
No
SR SALES MGMT MGR(BUS.BANKING)
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9315
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 25 Nov 2017
No
AC9315
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 25 Nov 2017
No
AC9315
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Apr 2017 - 01 Jun 2017
No
AC9315
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Apr 2017 - 01 Jun 2017
No
AC9315
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2006 - 05 Apr 2017
No
AC9315
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2006 - 05 Apr 2017
No
AC9315
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2006 - 15 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.