Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAN, LAI YING
Chinese Name of Relevant Individual
甄麗英
HKMA Registration Number
AC9334
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2007 - 12 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2007 - 12 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2006 - 30 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2006 - 30 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAN, LAI YING
:
Chinese Name of Relevant Individual
甄麗英
:
HKMA Registration Number
AC9334
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9334
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 May 2007 - 12 Jun 2008
No
AC9334
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 May 2007 - 12 Jun 2008
No
AC9334
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2006 - 30 Nov 2006
No
AC9334
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 May 2006 - 30 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.