Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHU, KWAN POK
Chinese Name of Relevant Individual

朱君博
HKMA Registration Number
AC9344
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2013
Is an Executive Officer? (Yes / No)
No
Capacity
ADVISORY SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ADVISORY SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHU, KWAN POK
:
Chinese Name of Relevant Individual
朱君博
:
HKMA Registration Number
AC9344
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
02 Apr 2013
No
ADVISORY SPECIALIST
UBS AG
Type 4: advising on securities
05 Feb 2014
No
ADVISORY SPECIALIST