Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOK, WAI CHUNG
Chinese Name of Relevant Individual
駱偉聰
HKMA Registration Number
AC9351
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Feb 2013
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Feb 2013
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Jun 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
27 Jun 2008 - 21 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2006 - 07 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2006 - 07 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOK, WAI CHUNG
:
Chinese Name of Relevant Individual
駱偉聰
:
HKMA Registration Number
AC9351
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Feb 2013
No
PERSONAL BANKING MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
01 Feb 2013
No
PERSONAL BANKING MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9351
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 15 Mar 2010
No
AC9351
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 15 Mar 2010
No
AC9351
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Jun 2008 - 21 Feb 2009
No
AC9351
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Jun 2008 - 21 Feb 2009
No
AC9351
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
27 Jun 2008 - 21 Feb 2009
No
AC9351
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
27 Jun 2008 - 21 Feb 2009
No
AC9351
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
15 May 2006 - 07 May 2008
No
AC9351
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
15 May 2006 - 07 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.