Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, YEE LEONG JASON
Chinese Name of Relevant Individual
HKMA Registration Number
AC9352
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2008 - 28 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2008 - 07 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2008 - 07 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2008 - 26 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2008 - 14 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2008 - 21 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2008 - 21 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2007 - 19 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2007 - 30 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2006 - 16 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2006 - 16 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, YEE LEONG JASON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9352
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
20 Jan 2009
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
27 Nov 2008 - 28 Nov 2008
No
AC9352
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Nov 2008 - 07 Nov 2008
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
06 Nov 2008 - 07 Nov 2008
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
17 Sep 2008 - 26 Sep 2008
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
01 Jul 2008 - 14 Jul 2008
No
AC9352
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Apr 2008 - 21 Apr 2008
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
17 Apr 2008 - 21 Apr 2008
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
17 Jul 2007 - 19 Jul 2007
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
28 Mar 2007 - 30 Mar 2007
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
17 Jun 2006
No
AC9352
BARCLAYS BANK PLC
Type 1: dealing in securities
15 May 2006 - 16 May 2006
No
AC9352
BARCLAYS BANK PLC
Type 4: advising on securities
15 May 2006 - 16 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.