Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, WING YU WENDY
Chinese Name of Relevant Individual

李詠瑜
HKMA Registration Number
AC9353
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 May 2006
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, WING YU WENDY
:
Chinese Name of Relevant Individual
李詠瑜
:
HKMA Registration Number
AC9353
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
16 May 2006
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
11 Feb 2014
No
CLIENT ADVISOR WM