Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, TAK TAI MAY
Chinese Name of Relevant Individual
施得娣
HKMA Registration Number
AC9364
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2009 - 14 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2009 - 14 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2007 - 02 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2006 - 05 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, TAK TAI MAY
:
Chinese Name of Relevant Individual
施得娣
:
HKMA Registration Number
AC9364
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9364
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Apr 2009 - 14 Nov 2014
No
AC9364
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Apr 2009 - 14 Nov 2014
No
AC9364
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jan 2007 - 02 Aug 2007
No
AC9364
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 May 2006 - 05 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.