Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, KENNY
Chinese Name of Relevant Individual
尹建銘
HKMA Registration Number
AC9379
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Mar 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Mar 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
04 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Effective Date
21 Dec 2021
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
2
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Effective Date
21 Dec 2021
Description
For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of STANDARD CHARTERED BANK (HONG KONG) LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 21 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
04 Apr 2021 - 20 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2017 - 15 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2017 - 15 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2016 - 14 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2008 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2006 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2006 - 13 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2006 - 13 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
18 May 2006 - 13 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, KENNY
:
Chinese Name of Relevant Individual
尹建銘
:
HKMA Registration Number
AC9379
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2017
Yes
MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2017
Yes
MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
04 Apr 2021
Yes
MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
STANDARD CHARTERED BANK (HONG KONG) LIMITED
1
21 Dec 2021
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
STANDARD CHARTERED BANK (HONG KONG) LIMITED
2
21 Dec 2021
For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of STANDARD CHARTERED BANK (HONG KONG) LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
Since 21 Dec 2021
Yes
AC9379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 16 Nov 2020
Yes
AC9379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 16 Nov 2020
Yes
AC9379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
04 Apr 2021 - 20 Dec 2021
No
AC9379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2017 - 15 Nov 2020
No
AC9379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2017 - 15 Nov 2020
No
AC9379
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Nov 2016 - 14 Feb 2017
No
AC9379
BARCLAYS BANK PLC
Type 1: dealing in securities
06 May 2015 - 25 Nov 2016
No
AC9379
BARCLAYS BANK PLC
Type 4: advising on securities
06 May 2015 - 25 Nov 2016
No
AC9379
COUTTS & CO AG
Type 4: advising on securities
01 Sep 2008 - 31 Oct 2014
No
AC9379
COUTTS & CO AG
Type 1: dealing in securities
01 Nov 2006 - 31 Oct 2014
No
AC9379
UBS AG
Type 1: dealing in securities
18 May 2006 - 13 Oct 2006
No
AC9379
UBS AG
Type 4: advising on securities
18 May 2006 - 13 Oct 2006
No
AC9379
UBS AG
Type 9: asset management
18 May 2006 - 13 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.