Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SIU MAN GIDEON
Chinese Name of Relevant Individual
何紹民
HKMA Registration Number
AC9385
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2007 - 23 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2006 - 07 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2006 - 07 Feb 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SIU MAN GIDEON
:
Chinese Name of Relevant Individual
何紹民
:
HKMA Registration Number
AC9385
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9385
UBS AG
Type 1: dealing in securities
05 Jul 2016 - 11 Nov 2016
No
AC9385
UBS AG
Type 4: advising on securities
05 Jul 2016 - 11 Nov 2016
No
AC9385
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Type 1: dealing in securities
10 Sep 2007 - 23 Sep 2007
No
AC9385
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
18 May 2006 - 07 Feb 2007
No
AC9385
SOCIETE GENERALE ASIA LIMITED
Type 4: advising on securities
18 May 2006 - 07 Feb 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.