Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, WAI TAK MICHAEL
Chinese Name of Relevant Individual
盧韋德
HKMA Registration Number
AC9389
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2012 - 11 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2012 - 06 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2008 - 20 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2008 - 20 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS BANK VON ERNST AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2006 - 13 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2006 - 21 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2006 - 21 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, WAI TAK MICHAEL
:
Chinese Name of Relevant Individual
盧韋德
:
HKMA Registration Number
AC9389
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9389
BSI LTD
Type 1: dealing in securities
12 Mar 2012 - 11 Apr 2017
No
AC9389
BSI LTD
Type 4: advising on securities
12 Mar 2012 - 06 Mar 2017
No
AC9389
RBS COUTTS BANK AG
Type 4: advising on securities
01 Sep 2008 - 20 Sep 2010
No
AC9389
RBS COUTTS BANK AG
Type 1: dealing in securities
13 Jun 2008 - 20 Sep 2010
No
AC9389
COUTTS BANK VON ERNST AG
Type 1: dealing in securities
24 Jun 2006 - 13 Jan 2008
No
AC9389
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
18 May 2006 - 21 May 2006
No
AC9389
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
18 May 2006 - 21 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.