Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, WAI MAN, IVY
Chinese Name of Relevant Individual
雷惠敏
HKMA Registration Number
AC9395
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2008 - 27 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2006 - 27 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2008 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2006 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, WAI MAN, IVY
:
Chinese Name of Relevant Individual
雷惠敏
:
HKMA Registration Number
AC9395
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9395
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
27 Mar 2008 - 27 May 2014
No
AC9395
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
25 May 2006 - 27 May 2014
No
AC9395
BNP PARIBAS
Type 4: advising on securities
27 Mar 2008 - 06 May 2012
No
AC9395
BNP PARIBAS
Type 1: dealing in securities
18 May 2006 - 06 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.