Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, KAM PING
Chinese Name of Relevant Individual
鍾金平
HKMA Registration Number
AC9396
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2022 - 30 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2021 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2011 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2011 - 27 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2006 - 19 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2006 - 19 May 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, KAM PING
:
Chinese Name of Relevant Individual
鍾金平
:
HKMA Registration Number
AC9396
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9396
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jul 2022 - 30 Dec 2024
No
AC9396
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
09 Jul 2021 - 17 Dec 2021
No
AC9396
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
13 Jan 2011 - 27 Sep 2018
No
AC9396
WESTPAC BANKING CORPORATION
Type 4: advising on securities
13 Jan 2011 - 27 Sep 2018
No
AC9396
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
19 May 2006 - 19 May 2010
No
AC9396
WESTPAC BANKING CORPORATION
Type 4: advising on securities
19 May 2006 - 19 May 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.