Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, YEE LIN EVA
Chinese Name of Relevant Individual
呂綺蓮
HKMA Registration Number
AC9401
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2018 - 13 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2018 - 13 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2016 - 17 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2016 - 17 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 12 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2015 - 12 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Feb 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Jan 2012 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 9: asset management
Effective Period
28 Nov 2013 - 16 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2006 - 23 Jul 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, YEE LIN EVA
:
Chinese Name of Relevant Individual
呂綺蓮
:
HKMA Registration Number
AC9401
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9401
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Nov 2018 - 13 Apr 2020
No
AC9401
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
16 Nov 2018 - 13 Apr 2020
No
AC9401
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
27 Sep 2016 - 17 Nov 2017
No
AC9401
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
27 Sep 2016 - 17 Nov 2017
No
AC9401
UBS AG
Type 1: dealing in securities
05 Aug 2015 - 12 Jul 2016
No
AC9401
UBS AG
Type 4: advising on securities
05 Aug 2015 - 12 Jul 2016
No
AC9401
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Feb 2015 - 19 Jun 2015
No
AC9401
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
02 Feb 2015 - 19 Jun 2015
No
AC9401
BANK MORGAN STANLEY AG
Type 1: dealing in securities
30 Jan 2012 - 29 May 2015
No
AC9401
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
30 Jan 2012 - 29 May 2015
No
AC9401
BANK MORGAN STANLEY AG
Type 9: asset management
28 Nov 2013 - 16 Feb 2014
No
AC9401
UBS AG
Type 1: dealing in securities
19 May 2006 - 23 Jul 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.