Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, WAI KAM
Chinese Name of Relevant Individual
曾慧琴
HKMA Registration Number
AC9407
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Aug 2008
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGER, TREASURY
Remarks
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
First date of engagement
01 Nov 2008
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGER, TREASURY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HONG LEONG BANK BERHAD
SFC CE number
AJK467
Business Address
50TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
HONG LEONG BANK BERHAD
Effective Date
02 Jun 2016
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
Since 02 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
01 Nov 2008 - 01 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2008 - 01 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2006 - 02 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2006 - 02 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, WAI KAM
:
Chinese Name of Relevant Individual
曾慧琴
:
HKMA Registration Number
AC9407
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONG LEONG BANK BERHAD
Type 1: dealing in securities
22 Aug 2008
Yes
MANAGER, TREASURY
HONG LEONG BANK BERHAD
Type 9: asset management
01 Nov 2008
Yes
MANAGER, TREASURY
Name of Registered Institution
SFC CE number
Business Address
HONG LEONG BANK BERHAD
AJK467
50TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
HONG LEONG BANK BERHAD
1
02 Jun 2016
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9407
HONG LEONG BANK BERHAD
Type 1: dealing in securities
Since 02 Jun 2016
Yes
AC9407
HONG LEONG BANK BERHAD
Type 9: asset management
Since 02 Jun 2016
Yes
AC9407
HONG LEONG BANK BERHAD
Type 9: asset management
01 Nov 2008 - 01 Jun 2016
No
AC9407
HONG LEONG BANK BERHAD
Type 1: dealing in securities
22 Aug 2008 - 01 Jun 2016
No
AC9407
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
19 May 2006 - 02 Aug 2007
No
AC9407
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
19 May 2006 - 02 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.