Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHUN YUEN
Chinese Name of Relevant Individual
黃俊原
HKMA Registration Number
AC9408
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2015 - 09 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2015 - 09 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2013 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2013 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2009 - 26 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2009 - 26 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
24 May 2009 - 26 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2008 - 16 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2007 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2007 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2007 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jan 2007 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2006 - 10 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHUN YUEN
:
Chinese Name of Relevant Individual
黃俊原
:
HKMA Registration Number
AC9408
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9408
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
11 Sep 2015 - 09 Jan 2017
Yes
AC9408
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
11 Sep 2015 - 09 Jan 2017
Yes
AC9408
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
31 Jul 2014 - 30 Sep 2014
No
AC9408
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
31 Jul 2014 - 30 Sep 2014
No
AC9408
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
16 May 2013 - 30 Jul 2014
Yes
AC9408
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
16 May 2013 - 30 Jul 2014
Yes
AC9408
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 May 2009 - 26 Jun 2011
No
AC9408
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 May 2009 - 26 Jun 2011
No
AC9408
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
24 May 2009 - 26 Jun 2011
No
AC9408
ING BANK N.V.
Type 1: dealing in securities
04 Jul 2008 - 16 Feb 2009
No
AC9408
ING BANK N.V.
Type 1: dealing in securities
06 Dec 2007 - 29 Jun 2008
No
AC9408
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Jan 2007 - 03 Dec 2007
No
AC9408
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jan 2007 - 03 Dec 2007
No
AC9408
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Jan 2007 - 03 Dec 2007
No
AC9408
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 1: dealing in securities
19 May 2006 - 10 Dec 2006
No
AC9408
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 4: advising on securities
19 May 2006 - 10 Dec 2006
No
AC9408
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 6: advising on corporate finance
19 May 2006 - 10 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.