Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LEO CHEE WAH
Chinese Name of Relevant Individual
陳子樺
HKMA Registration Number
AC9428
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, RATES & FX LINEAR TRADING
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
08 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, RATES & FX LINEAR TRADING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 08 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2015 - 17 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2015 - 17 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006 - 08 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2006 - 08 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LEO CHEE WAH
:
Chinese Name of Relevant Individual
陳子樺
:
HKMA Registration Number
AC9428
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
08 Apr 2021
No
DIRECTOR, RATES & FX LINEAR TRADING
NATIXIS
Type 2: dealing in futures contracts
08 Apr 2021
No
DIRECTOR, RATES & FX LINEAR TRADING
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9428
NATIXIS
Type 1: dealing in securities
Since 08 Apr 2021
No
AC9428
NATIXIS
Type 2: dealing in futures contracts
Since 08 Apr 2021
No
AC9428
BANK OF MONTREAL
Type 1: dealing in securities
18 Jul 2015 - 17 Jul 2018
No
AC9428
BANK OF MONTREAL
Type 4: advising on securities
18 Jul 2015 - 17 Jul 2018
No
AC9428
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
26 May 2006 - 08 Nov 2006
No
AC9428
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
26 May 2006 - 08 Nov 2006
No
AC9428
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
22 May 2006
No
AC9428
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
22 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.