Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, FAN
Chinese Name of Relevant Individual
林凡
HKMA Registration Number
AC9432
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
31 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
31 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2021 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 16 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2013 - 16 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 16 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2013 - 16 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2006 - 10 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, FAN
:
Chinese Name of Relevant Individual
林凡
:
HKMA Registration Number
AC9432
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2022
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
31 May 2025
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2022
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 1: dealing in securities
08 Jan 2022
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 2: dealing in futures contracts
31 May 2025
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
08 Jan 2022
No
TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9432
DBS BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
Since 31 May 2025
No
AC9432
DBS BANK LTD.
Type 2: dealing in futures contracts
Since 31 May 2025
No
AC9432
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 08 Jan 2022
No
AC9432
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 08 Jan 2022
No
AC9432
DBS BANK LTD.
Type 1: dealing in securities
Since 08 Jan 2022
No
AC9432
DBS BANK LTD.
Type 4: advising on securities
Since 08 Jan 2022
No
AC9432
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Apr 2021 - 30 Nov 2021
No
AC9432
CITIBANK, N.A.
Type 1: dealing in securities
21 Aug 2013 - 16 Mar 2021
No
AC9432
CITIBANK, N.A.
Type 4: advising on securities
21 Aug 2013 - 16 Mar 2021
No
AC9432
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Aug 2013 - 16 Mar 2021
No
AC9432
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
21 Aug 2013 - 16 Mar 2021
No
AC9432
BNP PARIBAS
Type 1: dealing in securities
22 May 2006 - 10 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.