Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YE, MINGYUAN
Chinese Name of Relevant Individual
叶嗚遠
HKMA Registration Number
AC9443
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2013 - 04 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2013 - 31 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2008 - 15 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2006 - 15 Jul 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YE, MINGYUAN
:
Chinese Name of Relevant Individual
叶嗚遠
:
HKMA Registration Number
AC9443
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9443
SOCIETE GENERALE
Type 1: dealing in securities
28 Sep 2013 - 04 Aug 2017
No
AC9443
SOCIETE GENERALE
Type 4: advising on securities
05 Oct 2013 - 31 Oct 2013
No
AC9443
CALYON
Type 4: advising on securities
08 May 2008 - 15 Jul 2009
No
AC9443
CALYON
Type 1: dealing in securities
23 May 2006 - 15 Jul 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.