Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, PUI HANG
Chinese Name of Relevant Individual
譚佩珩
HKMA Registration Number
AC9447
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2018 - 23 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Aug 2018 - 23 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2014 - 04 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2014 - 04 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2010 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2010 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Jul 2010 - 18 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2009 - 08 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2006 - 30 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 May 2006 - 30 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, PUI HANG
:
Chinese Name of Relevant Individual
譚佩珩
:
HKMA Registration Number
AC9447
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9447
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Aug 2018 - 23 Sep 2020
No
AC9447
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Aug 2018 - 23 Sep 2020
No
AC9447
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Jan 2014 - 04 Oct 2016
No
AC9447
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Jan 2014 - 04 Oct 2016
No
AC9447
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Oct 2010 - 18 Dec 2013
No
AC9447
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Jul 2010 - 18 Dec 2013
No
AC9447
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Jul 2010 - 18 Dec 2013
No
AC9447
WING HANG BANK, LIMITED
Type 1: dealing in securities
22 Oct 2009 - 08 May 2010
No
AC9447
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2006 - 30 Mar 2008
No
AC9447
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 May 2006 - 30 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.