Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, KENNETH CHUAN
Chinese Name of Relevant Individual
王川
HKMA Registration Number
AC9450
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2012 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2012 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2011 - 05 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2011 - 05 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2011 - 01 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2011 - 01 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2007 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2007 - 05 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006 - 30 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2006 - 30 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, KENNETH CHUAN
:
Chinese Name of Relevant Individual
王川
:
HKMA Registration Number
AC9450
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9450
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
06 Jan 2012 - 12 Jun 2016
Yes
AC9450
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
06 Jan 2012 - 12 Jun 2016
Yes
AC9450
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
07 Dec 2011 - 05 Jan 2012
No
AC9450
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
07 Dec 2011 - 05 Jan 2012
No
AC9450
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
11 May 2011 - 01 Dec 2011
No
AC9450
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
11 May 2011 - 01 Dec 2011
No
AC9450
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2007 - 05 Jul 2010
No
AC9450
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2007 - 05 Jul 2010
No
AC9450
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
26 May 2006 - 30 May 2007
No
AC9450
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
26 May 2006 - 30 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.