Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, HOI YAN
Chinese Name of Relevant Individual
鄧海欣
HKMA Registration Number
AC9464
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2014 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2014 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2006 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 May 2006 - 07 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, HOI YAN
:
Chinese Name of Relevant Individual
鄧海欣
:
HKMA Registration Number
AC9464
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9464
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Jul 2014 - 08 Apr 2018
No
AC9464
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Jul 2014 - 08 Apr 2018
No
AC9464
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 May 2006 - 07 Aug 2011
No
AC9464
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 May 2006 - 07 Aug 2011
No
AC9464
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 May 2006 - 07 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.