Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, KA WING
Chinese Name of Relevant Individual
郭嘉詠
HKMA Registration Number
AC9468
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2019 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2019 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 26 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 26 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2011 - 22 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2011 - 22 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jun 2011 - 22 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2009 - 11 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2009 - 11 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2008 - 10 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2008 - 10 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2007 - 29 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2007 - 29 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, KA WING
:
Chinese Name of Relevant Individual
郭嘉詠
:
HKMA Registration Number
AC9468
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9468
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2019 - 25 Jul 2021
No
AC9468
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Sep 2019 - 25 Jul 2021
No
AC9468
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Oct 2018 - 28 Aug 2019
No
AC9468
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Oct 2018 - 28 Aug 2019
No
AC9468
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2014 - 26 Aug 2018
No
AC9468
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2014 - 26 Aug 2018
No
AC9468
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Jun 2011 - 22 Jun 2014
No
AC9468
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Jun 2011 - 22 Jun 2014
No
AC9468
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Jun 2011 - 22 Jun 2014
No
AC9468
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
20 Nov 2009 - 11 May 2011
No
AC9468
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
20 Nov 2009 - 11 May 2011
No
AC9468
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2008 - 10 Nov 2009
No
AC9468
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2008 - 10 Nov 2009
No
AC9468
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 May 2007 - 29 Feb 2008
No
AC9468
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 May 2007 - 29 Feb 2008
No
AC9468
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Jun 2006 - 17 Apr 2007
No
AC9468
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Jun 2006 - 17 Apr 2007
No
AC9468
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Jun 2006 - 17 Apr 2007
No
AC9468
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 May 2006
No
AC9468
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.