Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHU, TONG
Chinese Name of Relevant Individual
朱彤
HKMA Registration Number
AC9472
Other HKMA Registration Number(s)
AG7103
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2015 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Mar 2015 - 07 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006 - 27 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2006 - 27 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHU, TONG
:
Chinese Name of Relevant Individual
朱彤
:
HKMA Registration Number
AC9472
:
Other HKMA Registration Number(s)
AG7103
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7103
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Mar 2015 - 07 Apr 2024
No
AG7103
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
28 Mar 2015 - 07 Apr 2024
No
AC9472
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 May 2006 - 27 Mar 2015
No
AC9472
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
26 May 2006 - 27 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
