Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, SIU MING
Chinese Name of Relevant Individual

李小明
HKMA Registration Number
AC9473
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
24 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, SIU MING
:
Chinese Name of Relevant Individual
李小明
:
HKMA Registration Number
AC9473
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
24 Aug 2022
No
HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN
NATIXIS
Type 4: advising on securities
24 Aug 2022
No
HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN
NATIXIS
Type 6: advising on corporate finance
24 Aug 2022
No
HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN