Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KOK SENG
Chinese Name of Relevant Individual
黃覺陞
HKMA Registration Number
AC9475
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2007 - 04 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2007 - 04 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jul 2007 - 04 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
05 Jul 2007 - 04 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2006 - 09 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2006 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KOK SENG
:
Chinese Name of Relevant Individual
黃覺陞
:
HKMA Registration Number
AC9475
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9475
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
05 Jul 2007 - 04 May 2008
No
AC9475
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
05 Jul 2007 - 04 May 2008
No
AC9475
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
05 Jul 2007 - 04 May 2008
No
AC9475
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
05 Jul 2007 - 04 May 2008
No
AC9475
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Dec 2006 - 09 May 2007
No
AC9475
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 May 2006 - 23 Oct 2006
No
AC9475
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 May 2006 - 23 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.