Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAW, KA YAN JOYCE
Chinese Name of Relevant Individual

羅嘉茵
HKMA Registration Number
AC9495
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 May 2006
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
27 May 2006
Is an Executive Officer? (Yes / No)
No
Capacity
DIVISION HEAD, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAW, KA YAN JOYCE
:
Chinese Name of Relevant Individual
羅嘉茵
:
HKMA Registration Number
AC9495
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
27 May 2006
No
DIVISION HEAD, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 May 2006
No
DIVISION HEAD, COMMERCIAL BANKING