Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAO, ZHEN
Chinese Name of Relevant Individual
趙震
HKMA Registration Number
AC9505
Other HKMA Registration Number(s)
AE1774
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2018 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2018 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2008 - 02 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2008 - 02 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2006 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2006 - 28 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAO, ZHEN
:
Chinese Name of Relevant Individual
趙震
:
HKMA Registration Number
AC9505
:
Other HKMA Registration Number(s)
AE1774
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AE1774
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
25 Aug 2018 - 21 Nov 2025
No
AE1774
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
25 Aug 2018 - 21 Nov 2025
No
AE1774
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
11 Dec 2008 - 02 May 2016
No
AE1774
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
11 Dec 2008 - 02 May 2016
No
AC9505
ABN AMRO BANK N.V.
Type 1: dealing in securities
02 Jun 2006 - 15 Jul 2007
No
AC9505
ABN AMRO BANK N.V.
Type 1: dealing in securities
27 May 2006 - 28 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.