Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, KWOK WING TONY
Chinese Name of Relevant Individual
邱國榮
HKMA Registration Number
AC9519
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2011 - 06 Dec 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Feb 2011 - 06 Dec 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2006 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 May 2006 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, KWOK WING TONY
:
Chinese Name of Relevant Individual
邱國榮
:
HKMA Registration Number
AC9519
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9519
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Feb 2011 - 06 Dec 2016
Yes
AC9519
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Feb 2011 - 06 Dec 2016
Yes
AC9519
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 May 2006 - 31 Jan 2011
No
AC9519
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
29 May 2006 - 31 Jan 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.