Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, WILLIAM WAI LAM
Chinese Name of Relevant Individual
鄭偉霖
HKMA Registration Number
AC9532
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2006 - 28 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2006 - 28 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2006 - 31 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2006 - 31 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, WILLIAM WAI LAM
:
Chinese Name of Relevant Individual
鄭偉霖
:
HKMA Registration Number
AC9532
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9532
CITIBANK, N.A.
Type 1: dealing in securities
30 May 2006 - 28 Sep 2006
No
AC9532
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
30 May 2006 - 28 Sep 2006
No
AC9532
CITIBANK, N.A.
Type 4: advising on securities
30 May 2006 - 31 May 2006
No
AC9532
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
30 May 2006 - 31 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
