Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, KA HO
Chinese Name of Relevant Individual
麥嘉豪
HKMA Registration Number
AC9536
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2008 - 26 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2008 - 26 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Sep 2008 - 26 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2008 - 05 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2008 - 05 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2006 - 03 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2006 - 03 Jan 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, KA HO
:
Chinese Name of Relevant Individual
麥嘉豪
:
HKMA Registration Number
AC9536
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9536
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Sep 2008 - 26 Mar 2009
No
AC9536
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Sep 2008 - 26 Mar 2009
No
AC9536
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Sep 2008 - 26 Mar 2009
No
AC9536
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Feb 2008 - 05 Jul 2008
No
AC9536
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Feb 2008 - 05 Jul 2008
No
AC9536
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 May 2006 - 03 Jan 2008
No
AC9536
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 May 2006 - 03 Jan 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.