Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, KAM LUEN MARTIN
Chinese Name of Relevant Individual
廖敢麟
HKMA Registration Number
AC9570
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
SFC CE number
AGM683
Business Address
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 21 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 21 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2014 - 05 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2014 - 05 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 19 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 19 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2007 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2007 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, KAM LUEN MARTIN
:
Chinese Name of Relevant Individual
廖敢麟
:
HKMA Registration Number
AC9570
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
21 Mar 2023
No
RELATIONSHIP MANAGER
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
21 Mar 2023
No
RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
CA INDOSUEZ (SWITZERLAND) SA
AGM683
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9570
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
Since 21 Mar 2023
No
AC9570
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
Since 21 Mar 2023
No
AC9570
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 21 Jul 2022
No
AC9570
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 21 Jul 2022
No
AC9570
BANK OF MONTREAL
Type 1: dealing in securities
10 Dec 2015 - 30 Apr 2021
No
AC9570
BANK OF MONTREAL
Type 4: advising on securities
10 Dec 2015 - 30 Apr 2021
No
AC9570
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
03 Sep 2014 - 05 Dec 2015
No
AC9570
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
03 Sep 2014 - 05 Dec 2015
No
AC9570
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 19 Aug 2014
No
AC9570
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 19 Aug 2014
No
AC9570
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
05 Sep 2007 - 01 Nov 2013
No
AC9570
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
05 Sep 2007 - 01 Nov 2013
No
AC9570
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jun 2006 - 05 Sep 2007
No
AC9570
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jun 2006 - 05 Sep 2007
No
AC9570
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
03 Sep 2007
No
AC9570
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
03 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.