Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YIN LING BRENDA
Chinese Name of Relevant Individual
吳燕玲
HKMA Registration Number
AC9576
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2019 - 11 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2019 - 11 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2006 - 28 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2006 - 28 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YIN LING BRENDA
:
Chinese Name of Relevant Individual
吳燕玲
:
HKMA Registration Number
AC9576
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9576
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Apr 2019 - 11 Mar 2023
No
AC9576
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
03 Apr 2019 - 11 Mar 2023
No
AC9576
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jun 2006 - 28 Feb 2017
No
AC9576
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jun 2006 - 28 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.