Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, KA MAN
Chinese Name of Relevant Individual
謝嘉敏
HKMA Registration Number
AC9600
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2015 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2015 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2012 - 02 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2012 - 02 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2010 - 19 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2010 - 19 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 31 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2006 - 31 Dec 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, KA MAN
:
Chinese Name of Relevant Individual
謝嘉敏
:
HKMA Registration Number
AC9600
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9600
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
21 Oct 2015 - 12 Jun 2016
No
AC9600
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
21 Oct 2015 - 12 Jun 2016
No
AC9600
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Sep 2012 - 02 Jun 2014
No
AC9600
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Sep 2012 - 02 Jun 2014
No
AC9600
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2010 - 19 Aug 2012
No
AC9600
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2010 - 19 Aug 2012
No
AC9600
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2006 - 31 Dec 2009
No
AC9600
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2006 - 31 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.