Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, SIU WAI
Chinese Name of Relevant Individual
莊韶瑋
HKMA Registration Number
AC9603
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2013 - 17 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2013 - 17 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2010 - 25 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2010 - 25 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2009 - 10 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2008 - 10 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2007 - 12 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 24 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2006 - 24 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, SIU WAI
:
Chinese Name of Relevant Individual
莊韶瑋
:
HKMA Registration Number
AC9603
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9603
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Aug 2013 - 17 Jan 2014
No
AC9603
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Aug 2013 - 17 Jan 2014
No
AC9603
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
22 Oct 2010 - 25 Apr 2013
No
AC9603
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
22 Oct 2010 - 25 Apr 2013
No
AC9603
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2009 - 10 May 2010
No
AC9603
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Apr 2008 - 10 May 2010
No
AC9603
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
03 Sep 2007 - 12 Mar 2008
No
AC9603
CREDIT SUISSE
Type 1: dealing in securities
06 Jun 2006 - 24 Jul 2007
No
AC9603
CREDIT SUISSE
Type 4: advising on securities
06 Jun 2006 - 24 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.