Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, FENG YANG
Chinese Name of Relevant Individual
吳豐仰
HKMA Registration Number
AC9607
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2014 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2009 - 14 Jan 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 26 May 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, FENG YANG
:
Chinese Name of Relevant Individual
吳豐仰
:
HKMA Registration Number
AC9607
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9607
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
19 Sep 2014 - 13 Aug 2017
Yes
AC9607
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
27 May 2009 - 14 Jan 2013
Yes
AC9607
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
06 Jun 2006 - 26 May 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.