Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, WING SZE
Chinese Name of Relevant Individual
劉穎詩
HKMA Registration Number
AC9622
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2015 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2015 - 03 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2012 - 09 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2012 - 09 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2012 - 05 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2012 - 05 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2010 - 02 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2010 - 02 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2008 - 06 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2008 - 06 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2007 - 29 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2007 - 29 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 13 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2006 - 13 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, WING SZE
:
Chinese Name of Relevant Individual
劉穎詩
:
HKMA Registration Number
AC9622
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9622
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Feb 2015 - 03 Mar 2015
No
AC9622
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Feb 2015 - 03 Mar 2015
No
AC9622
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Aug 2012 - 09 Oct 2012
No
AC9622
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Aug 2012 - 09 Oct 2012
No
AC9622
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 May 2012 - 05 Jul 2012
No
AC9622
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 May 2012 - 05 Jul 2012
No
AC9622
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jun 2010 - 02 Apr 2012
No
AC9622
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jun 2010 - 02 Apr 2012
No
AC9622
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Jan 2008 - 06 Apr 2010
No
AC9622
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Jan 2008 - 06 Apr 2010
No
AC9622
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
28 Sep 2007 - 29 Nov 2007
No
AC9622
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
28 Sep 2007 - 29 Nov 2007
No
AC9622
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2006 - 13 Jun 2007
No
AC9622
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2006 - 13 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.