Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, XI
Chinese Name of Relevant Individual
陳曦
HKMA Registration Number
AC9634
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2018 - 23 Aug 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 May 2018 - 23 Aug 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2015 - 01 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2015 - 01 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 11 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, XI
:
Chinese Name of Relevant Individual
陳曦
:
HKMA Registration Number
AC9634
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9634
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
02 May 2018 - 23 Aug 2018
Yes
AC9634
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
02 May 2018 - 23 Aug 2018
Yes
AC9634
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
25 Nov 2015 - 01 May 2018
No
AC9634
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
25 Nov 2015 - 01 May 2018
No
AC9634
ABN AMRO BANK N.V.
Type 1: dealing in securities
06 Jun 2006 - 11 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.