Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WING KAY
Chinese Name of Relevant Individual
伍榮基
HKMA Registration Number
AC9649
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2021 - 26 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2019 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2019 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2014 - 16 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2014 - 16 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Mar 2014 - 16 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2012 - 15 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2012 - 15 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2007 - 09 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2007 - 09 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2006 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Jun 2006 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WING KAY
:
Chinese Name of Relevant Individual
伍榮基
:
HKMA Registration Number
AC9649
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2024
No
VICE PRESIDENT
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2024
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9649
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 26 Nov 2024
No
AC9649
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 26 Nov 2024
No
AC9649
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
23 Oct 2021 - 26 Jun 2023
No
AC9649
DAH SING BANK, LIMITED
Type 1: dealing in securities
31 Oct 2019 - 22 Jun 2021
No
AC9649
DAH SING BANK, LIMITED
Type 4: advising on securities
31 Oct 2019 - 22 Jun 2021
No
AC9649
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Mar 2014 - 16 Jan 2018
No
AC9649
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Mar 2014 - 16 Jan 2018
No
AC9649
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Mar 2014 - 16 Jan 2018
No
AC9649
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
04 May 2012 - 15 Apr 2013
No
AC9649
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
04 May 2012 - 15 Apr 2013
No
AC9649
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2007 - 09 Mar 2010
No
AC9649
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Apr 2007 - 09 Mar 2010
No
AC9649
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Jun 2006 - 11 Mar 2007
No
AC9649
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Jun 2006 - 11 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.