Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, CHI MING
Chinese Name of Relevant Individual
馬志明
HKMA Registration Number
AC9651
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2014 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2014 - 11 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2006 - 07 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, CHI MING
:
Chinese Name of Relevant Individual
馬志明
:
HKMA Registration Number
AC9651
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9651
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
18 Jan 2014 - 11 Jul 2014
No
AC9651
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
18 Jan 2014 - 11 Jul 2014
No
AC9651
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jun 2006 - 07 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.