Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WOMERSLEY, WALTER GIRO
Chinese Name of Relevant Individual
HKMA Registration Number
AC9680
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2011 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2011 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jun 2011 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2010 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2010 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Sep 2009 - 28 Jun 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2008 - 02 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2008 - 02 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Mar 2009 - 01 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2007 - 14 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2006 - 12 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WOMERSLEY, WALTER GIRO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9680
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9680
STANDARD BANK PLC
Type 1: dealing in securities
08 Jun 2011 - 28 Jun 2011
Yes
AC9680
STANDARD BANK PLC
Type 4: advising on securities
08 Jun 2011 - 28 Jun 2011
Yes
AC9680
STANDARD BANK PLC
Type 6: advising on corporate finance
08 Jun 2011 - 28 Jun 2011
Yes
AC9680
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
03 Jun 2010 - 28 Jun 2011
Yes
AC9680
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
03 Jun 2010 - 28 Jun 2011
Yes
AC9680
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
02 Sep 2009 - 28 Jun 2011
Yes
AC9680
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
26 Feb 2008 - 02 Jun 2010
No
AC9680
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
26 Feb 2008 - 02 Jun 2010
No
AC9680
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
06 Mar 2009 - 01 Sep 2009
No
AC9680
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Type 1: dealing in securities
14 Feb 2007 - 14 Nov 2007
No
AC9680
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Type 1: dealing in securities
10 Jun 2006 - 12 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
