Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, DENISE, SU-LIN
Chinese Name of Relevant Individual
HKMA Registration Number
AC9693
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2007 - 03 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2007 - 03 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2006 - 09 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2006 - 09 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2006 - 15 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, DENISE, SU-LIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9693
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9693
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Jul 2007 - 03 Aug 2007
No
AC9693
BARCLAYS BANK PLC
Type 4: advising on securities
31 Jul 2007 - 03 Aug 2007
No
AC9693
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Sep 2006 - 09 Sep 2006
No
AC9693
BARCLAYS BANK PLC
Type 4: advising on securities
06 Sep 2006 - 09 Sep 2006
No
AC9693
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jun 2006 - 15 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.