Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIAO, YA TZU
Chinese Name of Relevant Individual
廖雅姿
HKMA Registration Number
AC9714
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 16 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2006 - 16 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2006 - 19 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIAO, YA TZU
:
Chinese Name of Relevant Individual
廖雅姿
:
HKMA Registration Number
AC9714
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9714
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
04 Jul 2006 - 16 Oct 2009
No
AC9714
CHINATRUST COMMERCIAL BANK, LIMITED
Type 4: advising on securities
04 Jul 2006 - 16 Oct 2009
No
AC9714
CHINATRUST COMMERCIAL BANK, LIMITED
Type 4: advising on securities
20 Jun 2006
No
AC9714
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Jun 2006 - 19 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.