Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DYU, SIMON
Chinese Name of Relevant Individual
趙永文
HKMA Registration Number
AC9715
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2006 - 10 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2006 - 10 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Jun 2006 - 10 Jan 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DYU, SIMON
:
Chinese Name of Relevant Individual
趙永文
:
HKMA Registration Number
AC9715
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9715
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
13 Jun 2006 - 10 Jan 2010
No
AC9715
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
13 Jun 2006 - 10 Jan 2010
No
AC9715
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
13 Jun 2006 - 10 Jan 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.